0001193125-18-039572.txt : 20180212 0001193125-18-039572.hdr.sgml : 20180212 20180212122332 ACCESSION NUMBER: 0001193125-18-039572 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 GROUP MEMBERS: DAG VENTURES IV, L.P. GROUP MEMBERS: DAG VENTURES IV-A, LLC GROUP MEMBERS: DAG VENTURES MANAGEMENT IV, LLC GROUP MEMBERS: JOHN J. CADEDDU GROUP MEMBERS: R. THOMAS GOODRICH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUANTENNA COMMUNICATIONS INC CENTRAL INDEX KEY: 0001370702 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 331127317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89819 FILM NUMBER: 18595175 BUSINESS ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 BUSINESS PHONE: (510) 743-2260 MAIL ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 FORMER COMPANY: FORMER CONFORMED NAME: MYSOURCE COMMUNICATIONS INC DATE OF NAME CHANGE: 20060727 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAG Ventures IV-QP, L.P. CENTRAL INDEX KEY: 0001471985 IRS NUMBER: 263312327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 251 LYTTON AVENUE, SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 543-8180 MAIL ADDRESS: STREET 1: 251 LYTTON AVENUE, SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G/A 1 d454711dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1

(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2

(Amendment No. 1)*

 

 

Quantenna Communications, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

74766D 10 0

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP NO. 74766D 10 0   13 G    Page 2 of 11 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

DAG Ventures IV-QP, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

   6   

SHARED VOTING POWER

 

1,970,342 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

   8   

SHARED DISPOSITIVE POWER

 

1,970,342 shares of Common Stock (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,342 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

☐

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.6% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN

 

(1) This statement on Schedule 13G is filed by DAG Ventures IV-QP, L.P. (“DAG IV-QP”), DAG Ventures IV-A, LLC (“DAG IV-A”), DAG Ventures IV, L.P. (“DAG IV”), DAG Ventures Management IV, LLC (“DAG IV LLC”), Messrs. R. Thomas Goodrich and John J. Cadeddu (collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The shares consist of (i) 1,633,818 shares of Common Stock held by DAG IV-QP, (ii) 163,862 shares of Common Stock held by DAG IV-A and (iii) 172,662 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly.
(3) This percentage is calculated based upon 35,220,966 (as of November 3, 2017) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended October 1, 2017 as filed with the Securities and Exchange Commission on November 7, 2017.

 

CUSIP NO. 74766D 10 0   13 G    Page 3 of 11 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

DAG Ventures IV-A, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

   6   

SHARED VOTING POWER

 

1,970,342 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

   8   

SHARED DISPOSITIVE POWER

 

1,970,342 shares of Common Stock (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,342 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

☐

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.6% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The shares consist of (i) 1,633,818 shares of Common Stock held by DAG IV-QP, (ii) 163,862 shares of Common Stock held by DAG IV-A and (iii) 172,662 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly.
(3) This percentage is calculated based upon 35,220,966 (as of November 3, 2017) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended October 1, 2017 as filed with the Securities and Exchange Commission on November 7, 2017.

 

CUSIP NO. 74766D 10 0   13 G    Page 4 of 11 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

DAG Ventures IV, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

   6   

SHARED VOTING POWER

 

1,970,342 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

   8   

SHARED DISPOSITIVE POWER

 

1,970,342 shares of Common Stock (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,342 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

☐

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.6% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The shares consist of (i) 1,633,818 shares of Common Stock held by DAG IV-QP, (ii) 163,862 shares of Common Stock held by DAG IV-A and (iii) 172,662 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly.
(3) This percentage is calculated based upon 35,220,966 (as of November 3, 2017) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended October 1, 2017 as filed with the Securities and Exchange Commission on November 7, 2017.

 

CUSIP NO. 74766D 10 0   13 G    Page 5 of 11 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

DAG Ventures Management IV, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

   6   

SHARED VOTING POWER

 

1,970,342 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

   8   

SHARED DISPOSITIVE POWER

 

1,970,342 shares of Common Stock (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,342 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

☐

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.6% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The shares consist of (i) 1,633,818 shares of Common Stock held by DAG IV-QP, (ii) 163,862 shares of Common Stock held by DAG IV-A and (iii) 172,662 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly.
(3) This percentage is calculated based upon 35,220,966 (as of November 3, 2017) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended October 1, 2017 as filed with the Securities and Exchange Commission on November 7, 2017.

 

CUSIP NO. 74766D 10 0   13 G    Page 6 of 11 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

R. Thomas Goodrich

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

   6   

SHARED VOTING POWER

 

1,970,342 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

   8   

SHARED DISPOSITIVE POWER

 

1,970,342 shares of Common Stock (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,342 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

☐

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.6% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The shares consist of (i) 1,633,818 shares of Common Stock held by DAG IV-QP, (ii) 163,862 shares of Common Stock held by DAG IV-A and (iii) 172,662 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly.
(3) This percentage is calculated based upon 35,220,966 (as of November 3, 2017) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended October 1, 2017 as filed with the Securities and Exchange Commission on November 7, 2017.

 

CUSIP NO. 74766D 10 0   13 G    Page 7 of 11 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

John J. Cadeddu

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

   6   

SHARED VOTING POWER

 

1,970,342 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

   8   

SHARED DISPOSITIVE POWER

 

1,970,342 shares of Common Stock (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,970,342 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

☐

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.6% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The shares consist of (i) 1,633,818 shares of Common Stock held by DAG IV-QP, (ii) 163,862 shares of Common Stock held by DAG IV-A and (iii) 172,662 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly.
(3) This percentage is calculated based upon 35,220,966 (as of November 3, 2017) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended October 1, 2017 as filed with the Securities and Exchange Commission on November 7, 2017.

 

CUSIP NO. 74766D 10 0   13 G    Page 8 of 11 Pages

 

Introductory Note: This statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of shares of Common Stock, par value $0.0001 per share (“Common Stock”), of Quantenna Communications, Inc. (the “Issuer”).

 

Item 1(a) Name of Issuer:
Item 1(b) Address of issuer’s principal executive offices:

Quantenna Communications, Inc.

1704 Automation Parkway

San Jose, California 95131, United States of America

 

Items 2(a) Name of Reporting Persons filing:

DAG Ventures IV-QP, L.P. (“DAG IV-QP”)

DAG Ventures IV-A, LLC (“DAG IV-A”)

DAG Ventures IV, L.P. (“DAG IV”)

DAG Ventures Management IV, LLC (“DAG IV LLC”)

R. Thomas Goodrich

John J. Cadeddu

 

Item 2(b) Address or principal business office or, if none, residence:

DAG Ventures

251 Lytton Avenue, Suite 200

Palo Alto, California 94301, United States of America

 

Item 2(c) Citizenship:

 

Name

   

Citizenship or Place of Organization

DAG IV-QP    Delaware, United States of America
DAG IV-A    Delaware, United States of America
DAG IV    Delaware, United States of America
DAG IV LLC    Delaware, United States of America
R. Thomas Goodrich    United States of America
John J. Cadeddu    United States of America

 

Item 2(d) Title of class of securities:

Common Stock

 

Item 2(e) CUSIP No.:

74766D 10 0

 

Item 3 If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a:

Not applicable.

 

CUSIP NO. 74766D 10 0   13 G    Page 9 of 11 Pages

 

Item 4 Ownership

The following information with respect to the ownership of Common Stock of the Issuer by the Reporting Persons filing this statement on Schedule 13G as of December 31, 2017:

 

Reporting Persons

    Shares Held
Directly (1)		      Sole
Voting
Power 		      Shared
Voting
Power 		     Sole
Dispositive
Power 		     Shared
Dispositive
Power 		     Beneficial
Ownership 		      Percentage
of Class (3)		  

DAG IV-QP

      1,633,818        0        1,970,342        0        1,970,342        1,970,342        5.6 % 

DAG IV-A

      163,862        0        1,970,342        0        1,970,342        1,970,342        5.6 % 

DAG IV

      172,662        0        1,970,342        0        1,970,342        1,970,342        5.6 % 

DAG IV LLC (2)

      0        0        1,970,342        0        1,970,342        1,970,342        5.6 % 

R. Thomas Goodrich (2)

      0        0        1,970,342        0        1,970,342        1,970,342        5.6 % 

John J. Cadeddu (2)

      0        0        1,970,342        0        1,970,342        1,970,342        5.6 % 

 

(1) Represents the number of shares of Common Stock currently underlying all Securities held by the Reporting Persons.
(2) DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly.
(3) This percentage is calculated based upon 35,220,966 (as of November 3, 2017) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended October 1, 2017 as filed with the Securities and Exchange Commission on November 7, 2017.

 

Item 5 Ownership of 5 Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

 

Item 6 Ownership of More than 5 Percent on Behalf of Another Person

Not applicable.

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not applicable.

 

Item 8 Identification and Classification of Members of the Group

Not applicable.

 

Item 9 Notice of Dissolution of Group

Not applicable.

 

Item 10 Certifications

Not applicable.

 

CUSIP NO. 74766D 10 0   13 G    Page 10 of 11 Pages

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:   February 12, 2018
DAG VENTURES IV-QP, L.P.
BY:   DAG VENTURES MANAGEMENT IV, LLC
ITS:   GENERAL PARTNER
By:  

/s/ R. Thomas Goodrich

  R. Thomas Goodrich
  Managing Director
DAG VENTURES IV-A, LLC
BY:   DAG VENTURES MANAGEMENT IV, LLC
ITS:   MANAGER
By:  

/s/ R. Thomas Goodrich

  R. Thomas Goodrich
  Managing Director
DAG VENTURES IV, L.P.
BY:   DAG VENTURES MANAGEMENT IV, LLC
ITS:   GENERAL PARTNER
By:  

/s/ R. Thomas Goodrich

  R. Thomas Goodrich
  Managing Director
DAG VENTURES MANAGEMENT IV, LLC

/s/ R. Thomas Goodrich

R. Thomas Goodrich
Managing Director

/s/ R. Thomas Goodrich

R. Thomas Goodrich

/s/ John J. Cadeddu

John J. Cadeddu

Exhibit(s):

 

Exhibit 99.1:    Joint Filing Statement

 

 EX-99.1 2 d454711dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

CUSIP No. 74766D 10 0   13G   

 

AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of Common Stock of Quantenna Communications, Inc.

 

Dated:   February 12, 2018
DAG VENTURES IV-QP, L.P.
BY:   DAG VENTURES MANAGEMENT IV, LLC
ITS:   GENERAL PARTNER
By:  

/s/ R. Thomas Goodrich

  R. Thomas Goodrich
  Managing Director
DAG VENTURES IV-A, LLC
BY:   DAG VENTURES MANAGEMENT IV, LLC
ITS:   MANAGER
By:  

/s/ R. Thomas Goodrich

  R. Thomas Goodrich
  Managing Director
DAG VENTURES IV, L.P.
BY:   DAG VENTURES MANAGEMENT IV, LLC
ITS:   GENERAL PARTNER
By:  

/s/ R. Thomas Goodrich

  R. Thomas Goodrich
  Managing Director
DAG VENTURES MANAGEMENT IV, LLC

/s/ R. Thomas Goodrich

R. Thomas Goodrich
Managing Director

/s/ R. Thomas Goodrich

R. Thomas Goodrich

/s/ John J. Cadeddu

John J. Cadeddu

 

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